Policies and guidelines

Key policies and guidelines for our staff and the researchers we fund.

The NIHR funds world-leading research and we operate to the highest standards. 

We are signatories of both the Concordat to Support Research Integrity and the Concordat to Support the Career Development of Researchers

At NIHR, we expect our staff and the researchers we fund to abide by all regulatory and legislative frameworks in relation to research practice, transparency and governance. We are committed to fully investigating any alleged wrongdoing and ensuring individuals are confident and protected in bringing matters to our attention. We support and adhere to the government approach to whistleblowing.

Branding and acknowledgement

Our key guidelines for using the NIHR visual identity and acknowledging the contribution of the NIHR.

Acknowledging the NIHR

Find out when you need to notify us of research outputs and how to acknowledge NIHR.

Our visual identity

Our branding and identity guidance explains how to correctly apply the NIHR visual identity.

Research practice

Clinical trial registration and disclosure of results

Our expectations of funded researchers undertaking clinical trials.

Reward and recognition for public contributors

How NIHR supports members of the public to be involved in research through payment and reimbursement of expenses.

Sharing of research data

Our position on the sharing of data produced during research funded by NIHR under its contract terms and conditions.

Use of Researchfish for analysis, evaluation and impact assessment

Details of what information is collected by the NIHR via Researchfish, how it is used, and what information is likely to be published.

Designing research

Guidance for researchers about registering different types of NIHR-funded research studies.

Use of animals in research

Our funding is focused on translational, clinical and applied health and care research. We therefore do not fund basic research or work involving animals, animal tissue or both.

However, we do work in close partnership with the Medical Research Council, which funds animal research in carefully defined circumstances. We recognise that the carefully regulated use of animals in research is important in understanding disease and in developing safe and effective ways of preventing or treating illness.

We also recognise the need for robust application of the 3Rs – that animals are replaced with non-animal alternatives wherever possible, that the number of animals used is reduced to the minimum needed to achieve the results sought, and that, for those animals which must be used, procedures are refined as much as possible to minimise their suffering.

Read more about the government’s policies on research using animals set out in Working to reduce the use of animals in scientific research (.PDF).

Research culture and integrity

A positive research culture requires a number of key elements to support it and these include a supportive environment for researchers and their career development, and clear principles for research integrity and conducting research.

NIHR conflicts of interest policy - funding and awards

Concordat to support the career development of researchers

Bullying and harassment

NIHR Policy on Preventing Harm in Research: Safeguarding

Preventing Harm in Research: Safeguarding guidance

The senior member of staff responsible for oversight of research integrity is Dr Mark Toal, Deputy Director of Research Systems at the Department of Health and Social Care - nihrpolicies@dhsc.gov.uk

The NIHR lead contact for research integrity is Mary Buxton, NIHR Head of Assurance - mary.buxton@nihr.ac.uk.

Responsible use of metrics

NIHR’s position on responsible use of metrics describes our commitment to assessing research on its own merits.

Research management and conduct

The UK Policy Framework for Health and Social Care Research outlines the principles of good practice in the management and conduct of health and social care research in the UK. All NIHR-funded research must be completed in accordance with this framework.

Revenue sharing

Our revenue sharing policies set out how commercialisation agreements relating to commercial use of NIHR-funded IP are negotiated and managed.

Intellectual property and commercialisation guidance

Information on how we ensure intellectual property resulting from NIHR funding is protected appropriately.

NIHR IP policy and guidance for determining NIHR revenue share arrangements

Revenue sharing policy for Higher Education Institutions and NHS bodies.

Other key policies

Counter fraud, bribery and corruption policy

This policy sets out the expected behaviours, responsibilities, and reporting mechanisms for all individuals and organisations working with or on behalf of NIHR to safeguard against fraud, bribery, and corruption.

Concerns and complaints

How to notify us of concerns or complaints, and our process.
If you have any questions about our policies or guidelines, please contact the policies team.

Open access publishing

Our open access policy requires all peer-reviewed research articles arising from NIHR-funded research studies to be made immediately open access under an open licence.

Open access policy

Open access request forms

Open access policy review

NIHR Open Access publications funding guidance

Open access policy guidance

Technical standards for journals, publishing platforms and repositories

Privacy and Freedom of Information

Freedom of Information and Environmental Information Regulations requests

The NIHR privacy policy outlines how we use and securely protect any information that you give us when you use the NIHR website and other websites, systems and services of organisations that are contracted to the Department of Health and Social Care.

It covers the type of information we collect and what we do with it, and also how long we keep it.

As part of this policy you have a right to find out about the personal information we hold about you. If you would like a copy of your personal data or if you have any questions about the privacy policy please write or email:

NIHR Service Desk
Back Lane
Melbourn
Royston
SG8 6DP

gdpr_requests@nihr.ac.uk

Researchers and study coordinators must comply with the General Data Protection Regulation (GDPR) with respect to processing personal data, such as from research participants.

The Health Research Authority has published operational guidance on the implications of the GDPR for the delivery of research in the UK. 

People who are invited to take part in health and care research must give informed consent before being enrolled. For consent to be considered both legal and ethical it must be:

  • given by a person with capacity
  • voluntarily given, with no undue influence
  • given by someone who has been adequately informed
  • a fair choice.

We expect that research funded or supported by the NIHR follows best practice in consent and the preparation of information for participants, as set out by the Health Research Authority

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