Proportional representation
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Proportional representation (PR) is a goal of voting systems. While some systems that pursue this goal (such as closed party list) can address other proportionality issues (gender, religion, ethnicity), and these advantages are often used to promote such variants, it is not a feature of PR as such to ensure an even split of men vs. women, ethnic or religious representation that resembles the population, or any other goal. As it is used in practice in politics, the only proportionality being respected is a close match between the percentage of votes that groups of candidates obtain in elections in representative democracy, and the percentage of seats they receive (e.g., in legislative assemblies). Thus a more exact term is party-proportional representation, sometimes used by those who wish to highlight systems that emphasize party choice less, candidate or gender choice more, or who wish not to promote systems (such as closed party-list mixed-member proportional) that overly empower the parties, at the expense of voter choice of exactly which individuals go to the legislature as representatives. In contrast those who subordinate gender, ethnic, religious, regional or candidate choice to party choice (usually party members themselves) often use the term full representation. This terminology debate is considered central to the winning (or losing) of electoral reform referendums by some advocates who consider referenda to have been lost by it. See notes below.
[edit] Versus plurality systems
PR goals are often contrasted to the results of plurality voting systems, such as those commonly used in the United States and (much of) the United Kingdom, where disproportional seat distribution results from the division of voters into multiple electoral districts, especially "winner takes all" plurality ("first-past-the-post" or FPTP) districts.
In countries employing plurality systems (notably the UK, US, Canada and India) most alternative systems tend to be described as forms or types of proportional representation but this terminology is inexact (as explained above) and has sometimes (in the British Columbia electoral reform referendum, 2009 and Ontario electoral reform referendum, 2007) resulted in expert advocates using a different set of criteria to decide what to present to the public than the public uses, resulting in referendums that suffer an overwhelming defeat. In particular the focus on party-proportionality was exploited by the "No" campaigns in Ontario, British Columbia and in a similar referendum in Prince Edward Island, which were able to emphasize the shift of power from the public to the parties. In the Ontario case this was particularly effective, as closed-party-list representation had not yet been ruled out.
[edit] Party-proportionality and its problems
Proportional systems almost always use political parties as the measure of representation (thus in practice these systems are party-proportional). For example, a party that receives 15% of the votes under such a system receives 15% of the seats for its candidates.[1]
Some systems (notably Israel or Italy) are criticized[who?] for being too party-proportional, often leaving the balance of power in the hands of a small party with idiosyncratic beliefs, or fragmenting the "left" or "right" into too many small parties incapable of campaigning or holding a government together.
Even more basic goals that party-proportional systems can help address, such as gender or ethnic equity, are criticized on grounds that the public must be free to choose a legislature that does not look like the public, and that regional representation is most important.
[edit] Voting systems that achieve more party-proportional representation
The majority of debate in English about voting systems is about whether to move to more proportionality not less. This is because the established parties in current US and UK elections can, and most often do, win formal control of the parliament with support from as little as 20-25% of eligible voters, at the cost of smaller parties.[2] In Canada the situation is arguably worse with governments regularly formed by parties with support of under 40% of actual voters holding majority power for full four-year terms. Coupled with turnout levels in the electorate of less than 60%, this can lead to a party obtaining a majority government by convincing as few as one quarter of the electorate to vote for them. Additionally, Canada possesses a generally weaker judicial check on power than in the US, and weaker legislative checks on power than in the UK.
Different methods of achieving proportional representation achieve either greater proportionality or a more determinate outcome.[3]
Party-list proportional representation is one approach, in which the above-mentioned groups correspond directly with candidate lists from political parties. The open list form allows the voter to influence the election of individual candidates within a party list. The closed list approach does not. Another variation is the single transferable vote (STV), which does not depend on political parties (and where the "measure of grouping" is entirely left up to the voters.) Elections for the Australian Senate use what is referred to as above-the-line voting where candidates for each party are grouped on the ballot, allowing the voter to vote for the group or for a candidate.
Other variations include single non-transferable vote (SNTV), cumulative voting and limited voting, all of which offer a form of semi-proportional representation (SPR).
The emphasis on political parties may reduce PR's effectiveness. Political parties' influence is declining in countries such as the U.S., which in 2004 saw 24% of voters declaring themselves to be independent. In such polities, an alternative such as loser delegation can achieve full representation in a different way.
[edit] Party list system in a multi-member constituency
The parties each list their candidates according to that party's determination of priorities. In closed list systems, voters vote for a list, not a candidate. Each party is allocated seats in proportion to the number of votes it receives, using the party-determined ranking order. In an open list, voters may vote, depending on the model, for one person, or for two, or indicate their order of preference within the list.
This system is used in many countries, including Finland (open list), Latvia (open list), Sweden (open list), Israel (where the whole country is one closed list constituency), Brazil (open list), the Netherlands (open list), Russia (closed list), South Africa (closed list), Democratic Republic of the Congo (open list) and for elections to the European Parliament in most European Union countries (mostly open lists, with the exception of the Republic of Ireland and Northern Ireland using Single transferable vote and the remainder of the United Kingdom using closed lists).
[edit] Additional-member system, mixed-member system
- Main articles: Additional Member Systems - mixed member proportional representation and parallel voting; alternative vote and alternative vote top-up
Mixed election systems combine a proportional system and a single seat district system, attempting to achieve some of the positive features of each. Mixed systems are often helpful in countries with large populations, since they balance local and national concerns. They are used in nations with diverse geographic, social, cultural and economic issues.
Such systems, or variations of them, are used in the United Kingdom (the Greater London Authority, the Scottish Parliament and the Welsh Assembly), Germany, Lesotho, Mexico, Bolivia and New Zealand. Italy has changed between sub-systems.
[edit] Single transferable vote in a multi-member constituency
This system uses preferential voting.
Each constituency elects two or more representatives per electorate. Consequently the constituency is proportionally larger than single member constituencies that produce the same number of representatives. Parties tend to offer as many candidates as they optimistically could expect to win: major parties nominate more than minor parties. Voters rank some or all candidates in order of their choice. A successful candidate must achieve a quota, which is "calculated by dividing the Total Valid Poll by one more than the number of seats to be filled, ignoring any remainder and then adding 1 vote."[4] Only in a few cases is this achieved at the first count. For the second count, if a candidate wins election her/his surplus vote (in excess of the quota) is transferred to the voters' second choices; otherwise, the least popular candidate is eliminated and those votes are redistributed according to the second preference shown on them. If more than one candidate cannot get enough votes after the transfer of votes of the least popular candidate, that candidate is also eliminated (as they would be eliminated on the next round anyway.)
The process repeats until all seats are filled either when the required number of candidates achieve the quota or until the number of remaining candidates matches the number of remaining seats. Although the counting process is complicated, voting is clear and most voters get at least one of their preferences elected.
All deputies are answerable directly to their local constituents. Some political scientists argue that STV is more properly classified as 'semi-proportional' as there is no assurance of a proportional result at a national level. Indeed, many advocates of STV argue that preventing nationwide proportionality is one of the primary goals of the system, to avoid the perceived risks of a fragmented legislature.
This system is used in the Upper House in India, Australia (Senate, Tasmanian and Australian Capital Territory Houses of Assembly and the Legislative Councils in New South Wales, South Australia, Western Australia and Victoria), the Republic of Ireland, Northern Ireland (assembly, local government and European elections), Malta, local government elections in Scotland and selected (optional) local governments in New Zealand.
[edit] Loser delegation in a single-member constituency
"Loser delegation" voting can produce still greater representation in legislatures. This system allows losing candidates to delegate the votes they receive to the winning candidate in their own or in another district without regard to party. Delegated votes don't affect who enters the legislature, but they do affect subsequent legislative votes. Each representative's legislative votes are weighted by the sum of the direct and delegated votes they received. Delegated voting can be combined with first-past-the-post, instant-runoff, or other counting rules that determine the winning candidate.
For example, consider a district where Alice receives 45% of the votes, while Bob takes 40%, leaving Charlie with the remaining 15%. Under traditional first-past-the-post rules, Alice wins, leaving 55% of the voters without representation. In instant run-off, if 80% of Charlie's voters picked Bob as their second choice, he would win in the second round, with 52% of the final total to Alice's 48%, bringing second-choice representation to 7% of the voters, while leaving Alice's voters without a voice.
Under loser delegation in the instant-runoff case, Bob joins the legislature, while Alice can sign her votes over to Dave, who won with 56% in a nearby district. Now those who voted for Alice have about as much voice in legislation (via Dave) as Bob's voters; nobody is left unrepresented. Bob effectively casts 52 votes, Dave casts 56 + 48 or 104, and also-moderate Fran casts 58 (her winning percentage in a third district.) Of course, the losers in Dave and Fran's districts also get to delegate their votes, so Bob could conceivably end up casting 52 + 44 + 42 or 138 votes.
However, combining proxy with first-past-the-post may be a better choice because that way Joe can choose to give his votes to Fran instead of seeing them handed to Bob following the runoff. Now Alice casts 45 as her district's representative, Bob delegates his 40 to Sue to add to her 70, Dave stays at 56, and Fran casts 58 + 15 or 73.
[edit] History
The British schoolmaster Thomas Wright Hill is credited as inventor of the single transferable vote, whose use he described in 1821 for application in elections at his school. The method, which guarantees proportional representation, was introduced in 1840 by his son Rowland Hill into the public election for the Adelaide City Council. Unlike several later systems, this did not allow for party-list proportional representation.
Single Transferable Vote was first used in Denmark in 1857, making STV the oldest PR system, but the system used there never really spread. STV was re-invented (apparently independently) in the UK, but the British parliament rejected it.
A party-list proportional representation system was first devised and described in 1878 by Victor D'Hondt of Belgium. The procedure, known as the D'Hondt method, is still widely used. Victor Considérant, a utopian socialist, devised a similar system in an 1892 book. Some Swiss cantons (beginning with Ticino in 1890) preceded Belgium which was the first to adopt list-PR in 1900 for its national parliament. Many European countries adopted similar systems during or after World War I.
STV was used in Tasmania in 1907. In the last Irish elections to the UK Parliament in 1919, STV was used in the University of Dublin constituency; two Independent Unionists were elected. STV has been in use since Irish independence. A mainly centrist party, Fianna Fáil, typically receives 30%-50% of the vote while opposition parties, traditionally the centre-right Fine Gael and the centre-left Labour Party, are comparatively weak. This has led to a series of coalition governments; there has not been a single-party government since 1989.
PR is used by more nations than the plurality voting system, and it dominates Europe, including Germany, most of northern and eastern Europe, and for European Parliament elections. France adopted PR at the end of World War II, discarding it in 1958. In 1986 it was used for parliament elections.
While FPTP is commonly found in countries based on the British parliamentary system, and in Westminster elections in the United Kingdom, the Scottish Parliament and the Welsh National Assembly use a form of PR known as the mixed member system, after New Zealand adopted it in 1993. Five Canadian provinces—British Columbia, Ontario, Quebec, Prince Edward Island and New Brunswick— are debating whether to abolish FPTP.
PR has some history in the United States. Many cities, including New York City, once used it to break up the Democratic Party city councils monopolies on elective office. Cincinnati, Ohio, adopted PR in 1925 to get rid of a Republican Party party, but the Republicans returned the city to FPTP in 1957. From 1870 to 1980, Illinois used a semi-proportional cumulative voting system to elect its State House of Representatives. Each district across the state elected both Republicans and Democrats year-after-year. Cambridge, Massachusetts and Peoria, Illinois continue to use PR. San Francisco had city-wide elections where people would cast votes for five or six candidates simultaneously, delivering some of the benefits of proportional representation.
In his essay, Overcoming Practical Difficulties in Creating a World Parliamentary Assembly, Joseph E. Schwartzberg proposes the use of proportional representation in the United Nations Parliamentary Assembly in order to prevent, for instance, lower castes of Indians from being excluded.[5]
[edit] Partial proportionality
Some nations with proportional elections, like Israel and the Netherlands, have one electoral district only: the entire nation, and the entire pie is cut up according to the entire outcome. Most nations have district systems in place where more than one person is elected per district. The constituency or district magnitude (DM) of a system is therefore measured by the number of seats per constituency. The greater the number of seats in a constituency, the more proportional the outcome will be. PR applied to a single-member district (SMD) is by necessity majoritarian. If the constituency is in a jurisdiction using list PR in its multimember districts (MMDs) the winning candidate simply needs a plurality, otherwise called a simple or relative majority, of the vote to win, so that the election in the SMD is by first-past-the-post. If the constituency is in a jurisdiction using PR-STV in its MMDs, an absolute majority of 50% plus 1 will likely be the minimum required for victory (depending on which quota is used) so that the election in the SMD is by the alternative vote. Four elected officials per district delivers a threshold of 20% (1/M+1) to gain a single seat. However, constituency borders can still be gerrymandered to reduce proportionality. This may be achieved by creating "majority-minority" constituencies - constituencies in which the majority is formed by a group of voters that are in the minority at a higher level. Proportional representation with the entire nation electing the single body cannot be gerrymandered.
Multimember districts do not necessarily ensure that an electoral system will be proportional. The bloc vote can result in "super-majoritarian" results in which geographical variations can create majority-minority districts that become subsumed into the larger districts. Also, a party that does not run enough people to fill all the seats it wins may be given those unfilled seats. This is termed an underhang.
Some nations, with either exclusively proportional representation or—as is the case with Germany—additional member systems, require a party list to achieve an election threshold—a set minimum percentage of votes to receive any seats. Typically, this lower limit is between two and five percent of the number of votes cast. Parties who do not reach that support are not represented in parliament, making majorities, coalitions and thus governments easier to achieve. Proponents of election thresholds argue that they discourage fragmentation, disproportionate power, or extremist parties. Opponents of thresholds argue that they unfairly redirect support from minor parties, giving parties which cross the threshold disproportionate numbers of seats and creating the possibility that a party or coalition will assume control of the legislature without gaining a majority of votes.
The most common way of measuring proportionality is the Gallagher Index.
[edit] Center based proportional and multi-party systems
Election systems based on proportional representation tend to favor a multi-party result which demands a coalition to form a government supported by a majority of the voters or elected candidates. If the election system as well as the mechanisms for forming a governing coalition also tend to support the existence of a centrist party, the resulting over-all system is often defined as a "center-based proportional representation multi-party system". Election systems which tend to result in so-called two-block (many parties forming coalitions, blocks, but with no party, or "block", in the "center") systems are not seen as "center-based" but multi-party variations of two-party (two-block) systems.
The undesirable "extreme" of a "Center Based" system (like in Condorcet method) might be seen as a party system where the "center" has an unproportional and undesirable strong position in the formation of any governing coalition.[clarification needed]
[edit] List of countries using proportional representation
This is a list of countries using proportional representation at national level.
| Country | Type |
|---|---|
| Party list | |
| Party list | |
| Party list | |
| For Senate only, Single Transferable Vote | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Mixed Member Majoritarian | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Mixed member proportional | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Mixed member proportional | |
| Party list (with plurality bonus) | |
| Party list | |
| Party list | |
| Mixed Member Majoritarian | |
| Party list | |
| For Upper House (Rajya Sabha) only, Single Transferable Vote by State Legislatures | |
| Party list | |
| Party list | |
| Single Transferable Vote | |
| Party list | |
| Party list (with plurality bonus for coalitions) | |
| Mixed Member Majoritarian | |
| Party list | |
| Mixed Member Majoritarian | |
| Party list | |
| Party list | |
| Party list | |
| Single Transferable Vote | |
| Mixed Member Majoritarian | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Mixed Member Proportional | |
| Party list | |
| Northern Ireland | Single Transferable Vote (for regional assembly only) |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Additional Member System (for devolved parliament only) | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Party list | |
| Mixed Member Majoritarian | |
| Mixed Member Majoritarian | |
| Party list | |
| Party list | |
| Party list | |
| Mixed Member Majoritarian | |
| Additional Member System (for national assembly only) | |
| Party list |
[edit] Further reading
[edit] Books
- Amy, Douglas J. (1993). Real Choices/New Voices: The Case for Proportional Representation Elections in the United States. Columbia University Press.
- Denis Pilon (2007). The Politics of Voting. Edmond Montgomery Publications.
- Colomer, Josep M. (2003). Political Institutions. Oxford University Press.
- Colomer, Josep M., ed (2004). Handbook of Electoral System Choice. Palgrave Macmillan.
- Jess; Mary Southcott (1998). Making Votes Count: The Case for Electoral Reform. London: Profile Books.
[edit] Journals
- John Hickman and Chris Little. "Seat/Vote Proportionality in Romanian and Spanish Parliamentary Elections" Journal of Southern Europe and the Balkans Vol. 2, No. 2, November 2000
[edit] News
- Roland Nicholson, Jr., "Proportional Representation Elections in Hong Kong", New York Times, September, 1992
[edit] See also
- Apportionment (politics)
- D'Hondt method
- List of politics-related topics
- Plurality voting system (First Past The Post)
- Sainte-Laguë method
[edit] Notes
- ^ Kolesar, Robert J. (1996-04-20). "Communism, Race, and the Defeat of Proportional Representation in Cold War America". Massachusetts: Mount Holyoke College. http://www.mtholyoke.edu/acad/polit/damy/articles/kolesar.htm. Retrieved 2010-05-12.
- ^ McDonald, Dr. Michael. "United States Election Project > Voter Turnout". Fairfax, VA: George Mason University. http://elections.gmu.edu/Turnout.html. Retrieved 2010-05-12.
- ^ "Polling systems across the world and how they work - Scotsman.com News". Edinburgh: News.scotsman.com. 2010-02-03. http://news.scotsman.com/politics/Polling-systems-across-the-world.6038354.jp. Retrieved 2010-05-08.
- ^ Proportional Representation Irish citizens information
- ^ Schwartzberg, Joseph E. (September 2002). "Creating a World Parliamentary Assembly". Washington, DC: World Federalist Institute. http://globalsolutions.org/node/1071. Retrieved 12 May 2010.
- New York Times, May 29, 1993, "Proportional Representation Suits School Elections" by Roland Nicholson, Jr.
[edit] External links
- Proportional Representation Library
- "Proportional representation" Center for Voting and Democracy
- Handbook of Electoral System Choice
- "Electoral Systems", World Policy Institute
- Quantifying Representativity Article by Philip Kestelman
- The De Borda Institute A Northern Ireland-based organisation promoting inclusive voting procedures
- Electoral Reform Society founded in England in 1884, the longest running PR organization. Contains good information about Single Transferable Vote -the Society's preferred form of PR
- Electoral Reform Australia
- Proportional Representation Society of Australia
- Fair Vote Canada
- Why Not Proportional Representation?
- Vote Dilution means Voters have Less Voice Law is Cool site
- Proportional Representation and British Democracy Debate on British electoral system reform

