| 1 | /* -*- mode: c++; tab-width: 4; indent-tabs-mode: nil; c-basic-offset: 4 -*- */ |
| 2 | |
| 3 | /* |
| 4 | Copyright (C) 2001, 2002, 2003 Sadruddin Rejeb |
| 5 | Copyright (C) 2005, 2007 StatPro Italia srl |
| 6 | Copyright (C) 2013, 2015 Peter Caspers |
| 7 | |
| 8 | This file is part of QuantLib, a free-software/open-source library |
| 9 | for financial quantitative analysts and developers - http://quantlib.org/ |
| 10 | |
| 11 | QuantLib is free software: you can redistribute it and/or modify it |
| 12 | under the terms of the QuantLib license. You should have received a |
| 13 | copy of the license along with this program; if not, please email |
| 14 | <quantlib-dev@lists.sf.net>. The license is also available online at |
| 15 | <http://quantlib.org/license.shtml>. |
| 16 | |
| 17 | This program is distributed in the hope that it will be useful, but WITHOUT |
| 18 | ANY WARRANTY; without even the implied warranty of MERCHANTABILITY or FITNESS |
| 19 | FOR A PARTICULAR PURPOSE. See the license for more details. |
| 20 | */ |
| 21 | |
| 22 | /*! \file model.hpp |
| 23 | \brief Abstract interest rate model class |
| 24 | */ |
| 25 | |
| 26 | #ifndef quantlib_interest_rate_model_hpp |
| 27 | #define quantlib_interest_rate_model_hpp |
| 28 | |
| 29 | #include <ql/math/optimization/endcriteria.hpp> |
| 30 | #include <ql/methods/lattices/lattice.hpp> |
| 31 | #include <ql/models/calibrationhelper.hpp> |
| 32 | #include <ql/models/parameter.hpp> |
| 33 | #include <ql/option.hpp> |
| 34 | #include <utility> |
| 35 | |
| 36 | namespace QuantLib { |
| 37 | |
| 38 | class OptimizationMethod; |
| 39 | |
| 40 | //! Affine model class |
| 41 | /*! Base class for analytically tractable models. |
| 42 | |
| 43 | \ingroup shortrate |
| 44 | */ |
| 45 | class AffineModel : public virtual Observable { |
| 46 | public: |
| 47 | //! Implied discount curve |
| 48 | virtual DiscountFactor discount(Time t) const = 0; |
| 49 | |
| 50 | virtual Real discountBond(Time now, |
| 51 | Time maturity, |
| 52 | Array factors) const = 0; |
| 53 | |
| 54 | virtual Real discountBondOption(Option::Type type, |
| 55 | Real strike, |
| 56 | Time maturity, |
| 57 | Time bondMaturity) const = 0; |
| 58 | |
| 59 | virtual Real discountBondOption(Option::Type type, |
| 60 | Real strike, |
| 61 | Time maturity, |
| 62 | Time bondStart, |
| 63 | Time bondMaturity) const; |
| 64 | }; |
| 65 | |
| 66 | |
| 67 | //! Term-structure consistent model class |
| 68 | /*! This is a base class for models that can reprice exactly |
| 69 | any discount bond. |
| 70 | |
| 71 | \ingroup shortrate |
| 72 | */ |
| 73 | class TermStructureConsistentModel : public virtual Observable { |
| 74 | public: |
| 75 | TermStructureConsistentModel(Handle<YieldTermStructure> termStructure) |
| 76 | : termStructure_(std::move(termStructure)) {} |
| 77 | const Handle<YieldTermStructure>& termStructure() const { |
| 78 | return termStructure_; |
| 79 | } |
| 80 | private: |
| 81 | Handle<YieldTermStructure> termStructure_; |
| 82 | }; |
| 83 | |
| 84 | |
| 85 | //! Calibrated model class |
| 86 | class CalibratedModel : public virtual Observer, public virtual Observable { |
| 87 | public: |
| 88 | CalibratedModel(Size nArguments); |
| 89 | |
| 90 | void update() override { |
| 91 | generateArguments(); |
| 92 | notifyObservers(); |
| 93 | } |
| 94 | |
| 95 | //! Calibrate to a set of market instruments (usually caps/swaptions) |
| 96 | /*! An additional constraint can be passed which must be |
| 97 | satisfied in addition to the constraints of the model. |
| 98 | */ |
| 99 | virtual void calibrate( |
| 100 | const std::vector<ext::shared_ptr<CalibrationHelper> >&, |
| 101 | OptimizationMethod& method, |
| 102 | const EndCriteria& endCriteria, |
| 103 | const Constraint& constraint = Constraint(), |
| 104 | const std::vector<Real>& weights = std::vector<Real>(), |
| 105 | const std::vector<bool>& fixParameters = std::vector<bool>()); |
| 106 | |
| 107 | Real value(const Array& params, |
| 108 | const std::vector<ext::shared_ptr<CalibrationHelper> >&); |
| 109 | |
| 110 | const ext::shared_ptr<Constraint>& constraint() const; |
| 111 | |
| 112 | //! Returns end criteria result |
| 113 | EndCriteria::Type endCriteria() const { return shortRateEndCriteria_; } |
| 114 | |
| 115 | //! Returns the problem values |
| 116 | const Array& problemValues() const { return problemValues_; } |
| 117 | |
| 118 | //! Returns array of arguments on which calibration is done |
| 119 | Array params() const; |
| 120 | |
| 121 | virtual void setParams(const Array& params); |
| 122 | Integer functionEvaluation() const { return functionEvaluation_; } |
| 123 | |
| 124 | protected: |
| 125 | virtual void generateArguments() {} |
| 126 | std::vector<Parameter> arguments_; |
| 127 | ext::shared_ptr<Constraint> constraint_; |
| 128 | EndCriteria::Type shortRateEndCriteria_ = EndCriteria::None; |
| 129 | Array problemValues_; |
| 130 | Integer functionEvaluation_; |
| 131 | |
| 132 | private: |
| 133 | //! Constraint imposed on arguments |
| 134 | class PrivateConstraint; |
| 135 | //! Calibration cost function class |
| 136 | class CalibrationFunction; |
| 137 | }; |
| 138 | |
| 139 | //! Abstract short-rate model class |
| 140 | /*! \ingroup shortrate */ |
| 141 | class ShortRateModel : public CalibratedModel { |
| 142 | public: |
| 143 | explicit ShortRateModel(Size nArguments); |
| 144 | virtual ext::shared_ptr<Lattice> tree(const TimeGrid&) const = 0; |
| 145 | }; |
| 146 | |
| 147 | |
| 148 | // inline definitions |
| 149 | |
| 150 | |
| 151 | inline Real AffineModel::discountBondOption(Option::Type type, |
| 152 | Real strike, |
| 153 | Time maturity, |
| 154 | Time, |
| 155 | Time bondMaturity) const { |
| 156 | return discountBondOption(type, strike, maturity, bondMaturity); |
| 157 | } |
| 158 | |
| 159 | inline const ext::shared_ptr<Constraint>& |
| 160 | CalibratedModel::constraint() const { |
| 161 | return constraint_; |
| 162 | } |
| 163 | |
| 164 | class CalibratedModel::PrivateConstraint : public Constraint { |
| 165 | private: |
| 166 | class Impl final : public Constraint::Impl { |
| 167 | public: |
| 168 | explicit Impl(const std::vector<Parameter>& arguments) |
| 169 | : arguments_(arguments) {} |
| 170 | |
| 171 | bool test(const Array& params) const override { |
| 172 | Size k=0; |
| 173 | for (const auto& argument : arguments_) { |
| 174 | Size size = argument.size(); |
| 175 | Array testParams(size); |
| 176 | for (Size j=0; j<size; j++, k++) |
| 177 | testParams[j] = params[k]; |
| 178 | if (!argument.testParams(params: testParams)) |
| 179 | return false; |
| 180 | } |
| 181 | return true; |
| 182 | } |
| 183 | |
| 184 | Array upperBound(const Array& params) const override { |
| 185 | Size k = 0, k2 = 0; |
| 186 | Size totalSize = 0; |
| 187 | for (const auto& argument : arguments_) { |
| 188 | totalSize += argument.size(); |
| 189 | } |
| 190 | Array result(totalSize); |
| 191 | for (const auto& argument : arguments_) { |
| 192 | Size size = argument.size(); |
| 193 | Array partialParams(size); |
| 194 | for (Size j = 0; j < size; j++, k++) |
| 195 | partialParams[j] = params[k]; |
| 196 | Array tmpBound = argument.constraint().upperBound(params: partialParams); |
| 197 | for (Size j = 0; j < size; j++, k2++) |
| 198 | result[k2] = tmpBound[j]; |
| 199 | } |
| 200 | return result; |
| 201 | } |
| 202 | |
| 203 | Array lowerBound(const Array& params) const override { |
| 204 | Size k = 0, k2 = 0; |
| 205 | Size totalSize = 0; |
| 206 | for (const auto& argument : arguments_) { |
| 207 | totalSize += argument.size(); |
| 208 | } |
| 209 | Array result(totalSize); |
| 210 | for (const auto& argument : arguments_) { |
| 211 | Size size = argument.size(); |
| 212 | Array partialParams(size); |
| 213 | for (Size j = 0; j < size; j++, k++) |
| 214 | partialParams[j] = params[k]; |
| 215 | Array tmpBound = argument.constraint().lowerBound(params: partialParams); |
| 216 | for (Size j = 0; j < size; j++, k2++) |
| 217 | result[k2] = tmpBound[j]; |
| 218 | } |
| 219 | return result; |
| 220 | } |
| 221 | |
| 222 | private: |
| 223 | const std::vector<Parameter>& arguments_; |
| 224 | }; |
| 225 | public: |
| 226 | explicit PrivateConstraint(const std::vector<Parameter>& arguments) |
| 227 | : Constraint(ext::shared_ptr<Constraint::Impl>( |
| 228 | new PrivateConstraint::Impl(arguments))) {} |
| 229 | }; |
| 230 | |
| 231 | } |
| 232 | |
| 233 | #endif |
| 234 | |